Associate, Investigation and Enforcement 20 views

VACANCY ANNOUNCEMENT No. 06 – 2020/21

(External only)

The vision of ECX is to become a leading and dynamic African Exchange of choice. ECX has a mission to provide a modern, efficient, transparent and reliable market platform and warehousing service through adaptation of technology, excellence in innovation and with integrity. The ECX is a unique partnership of market actors, the Members of the Exchange, and its main promoter, the Government of Ethiopia. ECX represents the future of Ethiopia, bringing integrity, security, and efficiency to the market. ECX would like to recruit motivated and qualified applicants for the following positions.

1.      Position Title: –    Associate, Investigation and  Enforcement

        Job Grade: –         6

        Duty Station: –      Head Office/Addis Ababa

        Availability: –       As soon as possible

Job Purpose:- The purpose of this job is assist the Manager in divisional operations; participate in investigation of any breaches in compliance and prepare investigation reports, charges and follow up the enforcement of disciplinary decisions; prepares letters, minutes for the business conduct committee and organize and keep files and records of Investigation and Enforcement, participates in drafting or reviewing rules or any other legal instruments to ensure compliance with legal requirements and produce periodic reports.

SUMMARY MAJOR DUTIES AND RESPONSIBILITIES

·         Participates in the development and revision of policies, procedures, and manuals of the Division;

·         Assists the research and analysis regarding laws applicable to the Exchange to identify issues that need introduction of new rules or amendment of the Rules; drafts Rules of the Exchange, operational contracts and presents it to appropriate bodies for approval;

·          Provides legal consultations, comments, advices and interpretation on issues related to the Rules of the Exchange and other pertinent laws applicable to the Exchange operation to different Departments/Divisions of the Exchange.

·         Prepares Minutes of Business Conduct Committee meetings and follows up enforcement of BCC’s decision; and prepares letters of disciplinary measures;

·         Assists the preparation of investigation report regarding Rules violation and prepare responses to appeal made by members, clients of intermediary members or floor representatives.

·         Assists the awareness creation programs to members, employees of the Exchange and other stakeholders concerning Rules of the Exchange and other pertinent laws applicable on the Exchange;

·         Participates in the revision of internal agreements and procedures, including those between warehouse operators, clearing institutions, members and clients, to determine legality and compatibility with rules and regulations governing the Exchange;

·         Prepares periodic reports concerning the activities of the Division; and

·         Performs other related duties assigned by the immediate supervisor.

Job Requirements

REQUIRED QUALIFICATION AND EXPERIENCE

  • LLB\BA\BSc Law, Management, Business Administration, or related field.
  • 2 years of relevant work experience in judiciary, prosecution, legal advisory business analysis, exchange operations, surveillance, marketing, or related areas.

How to Apply

To apply:

All interested and qualified applicants may send a cover/application letter and updated CV with relevant important documents via: [email protected] on or before October 01, 2020.

PLEASE MAKE SURE YOU STATE THE POSITION YOU ARE APPLYING FOR ON THE SUBJECT OF YOUR EMAIL.

More Information

  • This job has expired!

Leave your thoughts

This site uses Akismet to reduce spam. Learn how your comment data is processed.

Share this job
Company Information
  • Total Jobs 175 Jobs
  • Category Accounting, Banking
  • Location Addis Ababa
  • Full Address ECX Head Office Al-Sam Tower 2, 3rd Floor Lideta Addis Ababa Ethiopia Tel: +251 11 554 7001 Fax: +251 11 554 7010 Postal Address:Department Name P.O.Box: 17341 Addis Ababa Ethiopia
Connect with us
Contact Us
https://justjobset.com/wp-content/themes/noo-jobmonster/framework/functions/noo-captcha.php?code=8079e

Newsletter